National Security Presidential Directives
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(excerpt) BUSH II
George W. Bush assumed the presidency on January 20, 2001. A little over three weeks later, on February 13, he signed National Security Presidential Directive 1 (NSPD-1), "Organization of the National Security Council System."
The bulk of the directive focused on the committees and subcommittees to be established or continued?-including the NSC Principals Committee, the "senior interagency forum for consideration of policy issues affecting national security." In addition, there will be a NSC Deputies Committee as well as a number of NSC Policy Coordination Committees to deal with regional and functional (e.g. arms control, international finance, global environment) issues.[126]
In a sharp change with administrations stretching back to the Nixon administration, the directive decreed that the NSPD series would replace both the Clinton administration's Presidential Decision Directives and Presidential Review Directives "as an instrument for communicating presidential decisions about the national security policies of the United States."[127]
Over the next three months, President Bush signed another four directives. NSPD 4 initiated a review of U.S. nuclear offensive and defensive posture. NSPD 5 ordered a comprehensive review of U.S. intelligence capabilities, with specific focus on how the Intelligence Community is coping with rapid technological change and difficult new targets. The directive required DCI George Tenet to appoint both external and internal panels to conduct the review.[128]
Several actions taken by President Bush in June and July 2002 were or were likely subjects of NSPDs. In June, he "directed his top national security aides to make a doctrine of pre-emptive action against states and terrorist groups trying to develop weapons of mass destruction into the foundation of a new national security strategy." In early July, he was expected to approve resumption of a program to force down or shoot down airplanes suspected of ferrying drugs in Latin America. Later that month he initiated a review of U.S. space policy with NSPD-15.[129]
The September 11, 2001 terrorist attack on the World Trade Center in New York and the Pentagon in Washington, led to creation of a second set of directives dealing with homeland security, which have been released to the public in their entirety.
Homeland Presidential Security Directive (HSPD)-1 established a Homeland Security Council, a principals committee, a deputies committee, and 11 policy coordination committees covering subjects such as weapons of mass destruction consequence management; domestic transportation security; detection, surveillance, and intelligence; and medical and public health.[130]
HSPD-2, "Combating Terrorism Through Immigration Policies," also issued on October 29, 2001, established Foreign Terrorist Tracking Task Force whose objectives would be to "deny entry into the United States of aliens associated with, suspected of being engaged in, or supporting terrorist activity," and "locate, detain, prosecute, or deport any such aliens already present in the United States." It also called for an enhanced Immigration and Naturalization Service and Customs enforcement capability as well as the use of advanced technologies for data sharing and enforcement.[131]
In HSPD-3, signed on March 11, 2002, President Bush established the Homeland Security Advisory System. The system established, for the executive branch, a color-coded system to be used to indicate the extent of the threat of a terrorist attack: green (low), blue (guarded), yellow (elevated), orange (high), and red (severe). Associated with each threat condition is a set of protective measures. The protective measures involve both those spelled out in the directive as well as measures that are part of individual agency preplanned responses.[132]
Conclusions
Study directives provide a means for generating inter-agency studies or single agency responses on critical national security subjects. Draft decision directives provide a means by which national security decision makers can evaluate and critique the specifics of proposed policy decisions. Thus, a draft NSDD on U.S. policy toward Iran brought harsh criticism from Secretary of Defense Caspar Weinberger as well as Secretary of State George Shultz. The NSDD recommended that anti-Khomeini factions in Iran should be supported and U.S. allies should be encouraged to sell Iran selected military equipment. Secretary Weinberger observed on the transmittal note accompanying the draft that "This is almost too absurd to comment on ... It's like asking Qadaffi to Washington for a cozy chat."[133]
Putting down on paper presidential decisions in the national security area has several virtues. First, it forces a single statement of policy in a particular area. Second, it provides a means to communicate that decision to agencies which will be responsible for implementing it. Third, in the case of disputes as to what the policy is the directives can be used as a point of reference. Thus, while on the Reagan National Security Council staff, Constantine Menges would occasionally refer to NSDDs when he believed policy implementers were acting in ways not consistent with the directives.[134]
While study and draft decision directives facilitated orderly review of policy options and evaluation of proposed policies within the Executive Branch, the secrecy attached to the directives proved, for many years, an impediment to not only public, but even contemporaneous Congressional understanding of U.S. policy. That secrecy was driven by a number of factors?-the status of the directives as key Presidential national security guidance, the sensitivity of some of the topics addressed in the directives, and occasional fear of embarrassment.
Thus, in response to a March 1987 request from Representative Jack Brooks (D-Texas) for a list of all NSDDs issued since 1981, national security adviser Frank Carlucci refused, calling the request unprecedented, "overbroad and objectionable on legal and constitutional grounds."[135] Speaker of the House Jim Wright (D-Texas), who also sought such a list, protested that "Congress cannot react responsibly to new dictates for national policy set in operation by the executive branch behind closed doors."[136]
In an attempt to remedy the situation, Brooks unsuccessfully introduced a bill in 1988, the "Presidential Directives and Accountability Act," which would have required the White House to notify the Speaker and the president pro tempore of the Senate of the existence of new NSDDs. Unclassified NSDDs would be published in the Federal Register. Rep. Louis Stokes (D-Ohio) noted, in testimony on the bill, that NSDDs are "sometimes the only record of secret policy." Stokes asked, "Is the secret policy of the United States the same as the public policy of the United States ... with respect to very sensitive matters such as terrorism [and] paramilitary covert actions?" Congress he said, needed to know. And to know it needed the NSDDs.[137]
Similarly, Lee Hamilton (D-Indiana), who served as chairman of the House Permanent Select Committee on Intelligence and the House Iran-Contra investigating committee, testified: "I think all of us have had the experience of listening to testimony by executive branch officials who are articulating policy of the Federal Government, and have had those officials refer to a NSDD as the basis of that policy. We don't know what that NSDD is and we cannot evaluate the official's comments without reference to it, but it is not available to us."[138]
One person who did not testify concerning the Brooks bill was the national security adviser, Colin L. Powell. On August 3, 1988, the day the hearings were about to begin, Powell wrote to Brooks that "In accordance with the doctrine of separation of powers, members of the president's personal staff who participate in the deliberative process through which Executive Policy is developed have traditionally not testified before Congress... Therefore, I regret that I must decline your request."[139]
That position did not change with a new administration. A September 9, 1991, NSC letter to Rep. John Conyers (D-Michigan), chairman of the Legislation and National Security Subcommittee of the House Government Operations Committee, reaffirmed the NSC position that if pressed on the matter of providing the title, number and summary of each NSD issued by President Bush, the president would be advised to invoke executive privilege and not provide the information.[140]
Doyle Reedy, an investigator for the General Accounting Office, who was requested by Congress in 1991 to obtain a list of the directives ran into a similar stone wall. Reedy observed that "You can't even say how many there are. You can't confirm or deny whether they exist."[141]
During the Clinton administration the gap between public and White House knowledge of the number and subject of Presidential Decision Directives narrowed. While there is still no procedure for the regular reporting of such directives to Congress, much less the public, there were numerous press reports that discussed the subject of the PDDs, and an increased willingness to release current directives themselves (often in response to FOIA requests), including PDDs on NSC organization, public encryption, alien smuggling, security policy coordination, counterterrorism, or international organized crime?-or provide fact sheets specifying the number, title, subject, and part of the content of the directives (for example, PDD 23 on commercial space imagery, and PDDs 62 and 63, discussed above).[142]
At the same time, the Clinton administration fought and won a case before the United States Court of Appeals that resulted in the NSC being exempted from the requirements of the FOIA?-n the grounds that it provided advice to the president but was not an "operational" agency. The administration was motivated by a desire to avoid having to comply with the FOIA with regard to its internal e-mail communications. It did continue to process other document requests, including those for PDDs, on a discretionary basis?-a practice continued by the Bush administration with respect to NSPDs.[143]
In addition, as a result of the Presidential Records Act, first passed in 1978 and amended in 1995, the Bush NSC has ceased processing document requests for all records, including decision directives, created prior to the current Bush administration. The records have been transferred to the appropriate presidential libraries that will be responsible for processing FOIA requests for them?-except that unclassified Clinton administration records will not be subject to the FOIA for 5 years, while classified records will be exempt for 12 years.[144]