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Supreme Court limits protections for government whistleblowe

 
 
Reply Wed 31 May, 2006 09:02 am
Posted on Tue, May. 30, 2006
By Stephen Henderson
Knight Ridder Newspapers

WASHINGTON - The Supreme Court made life a bit tougher for government whistleblowers Tuesday, saying the First Amendment doesn't protect public employees who disclose waste and fraud as part of their jobs.

By a 5-4 margin, the justices said that the government's interest in effectively managing operations outweighs the interests that protect employee speech, even in cases where employees may be reporting inefficiencies or wrongdoing.

The ruling leaves public employees - about 20 million at the local, state and federal levels - significantly more prone to retaliation from their employers if they speak out in ways that displease their bosses.

In a departure from previous court rulings, Tuesday's decision focused on the role that employees play when whistle-blowing, rather than the content of their speech. Writing for the court, Justice Anthony Kennedy said employees who speak out while acting in an official capacity essentially forfeit the First Amendment rights they have as citizens, no matter what they say.

Kennedy's opinion was joined by Chief Justice John G. Roberts Jr., and justices Antonin Scalia, Clarence Thomas and Samuel Alito Jr.

In a dissent, Justice David Souter said the court had unnecessarily abandoned its traditional balancing test, which measured the public value of the employee's speech against a government interest in maintaining a disciplined workplace.

Souter agreed that the government's interests may be compelling, but he rejected a categorical rule that denies protection to employees who speak out in an official capacity.

He noted previous cases in which the court "realized that a public employee can wear a citizen's hat when speaking on subjects closely tied to the employee's own job."

Justices John Paul Stevens, Ruth Bader Ginsburg and Stephen Breyer also dissented.

Kennedy wrote that the decision didn't prevent public employees from participating in discussions about matters of public concern; it simply "does not invest them with a right to perform their jobs however they see fit."

The case was argued twice at the high court - once with Justice Sandra Day O'Connor there and a second time with Alito, who took her place. The justices apparently couldn't reach a resolution before O'Connor left, and the remaining eight justices were split 4-4. Alito, therefore, cast the decisive vote.

Some advocates say the ruling puts public employees who seek to report wrongdoing in an untenable position.

"It's a devastating decision that, in practice, obliterates protections for about 90 percent of public workers," said Stephen Kohn, board chairman for the National Whistleblower Center. Kohn, who has handled whistleblower suits for 25 years, said the majority of employees who expose wrongdoing do so through official channels. And for federal employees, he said, doing so is part of their job requirement.

"So what are they supposed to do?" Kohn asked. "It's their job to do it, but the court says they have no constitutional protection for it."

Kohn also said that many other efforts to protect whistleblowers, such as the federal Whistleblower Protection Act, have been interpreted to stop short of shielding employees who expose wrongdoing as part of their jobs.

"So now they have little protection at all," he said.

The case, Garcetti v. Ceballos, involved a deputy district attorney in Los Angeles who, in an official internal memo, reported what he believed were misrepresentations in a search warrant prepared by a sheriff's deputy. Defense lawyers used the memo to challenge the warrant's validity.

Richard Ceballos, the deputy district attorney, claimed his bosses then mistreated him in a number of ways, including denying him a promotion. He sued, saying his bosses had violated his civil rights by punishing him for speaking out.

A federal court originally dismissed Ceballos' claim, but an appeals court reversed that decision, saying Ceballos' memo was a matter of public concern, so it was protected.

Kennedy said the appeals court got it wrong by stopping its analysis at the content of Ceballos' memo. The lower court, he said, also needed to determine whether Ceballos' comments in the memo were related to his job.

"When public employees make statements pursuant to their official duties, the employees are not speaking as citizens for First Amendment purposes," Kennedy wrote. "The Constitution does not insulate their communications from employer discipline."
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BumbleBeeBoogie
 
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Reply Wed 31 May, 2006 09:38 am
Justices Set Limits on Public Employees' Speech Rights
I found the different enphasis in this article from the Knight-Ridder article above disturbing. This one does not emphasize as strongly the damage to whistle blower protection in the public interest.---BBB

May 30, 2006
Justices Set Limits on Public Employees' Speech Rights
By DAVID STOUT
WASHINGTON, May 30, 2006

The Supreme Court declared today, in a ruling affecting millions of government employees, that the Constitution does not always protect their free-speech rights for what they say on the job.

In a 5-to-4 decision, the court held that public employees' free-speech rights are protected when they speak out as citizens on matters of public concern, but not when they speak out in the course of their official duties.

Today's ruling, involving a deputy Los Angeles district attorney who contended that he had been denied a promotion for challenging the legitimacy of a search warrant, came in a case that has been closely watched not just by public workers but by those who have worried that it could discourage internal whistle-blowers from speaking up about government misconduct and inefficiency.

"We hold that when public employees make statements pursuant to their official duties, the employees are not speaking as citizens for First Amendment purposes, and the Constitution does not insulate their communications from employer discipline," Justice Anthony M. Kennedy wrote for the court.

The court's newest justice, Samuel A. Alito Jr., was in the majority as were Chief Justice John G. Roberts Jr., Justices Antonin Scalia and Clarence Thomas.

The ruling noted the enormous variety of factual situations involving relationships between public employers and their employees, and it suggested that the particular facts of a case must be closely examined.

In this case, the Los Angeles deputy prosecutor, Richard Ceballos, complained to his bosses in early 2000 that after being alerted by a defense lawyer, he had found "serious misrepresentations" in an affidavit used to obtain a search warrant.

Discussions with his superiors were heated, and a trial court rejected challenges to the warrant. In the aftermath, Mr. Ceballos contended, he was reassigned and denied a promotion. He filed an employee grievance, which was denied based on a finding that he had not suffered any retaliation, despite his claim to the contrary.

Mr. Ceballos took his case to federal district court, which threw it out after accepting his employer's argument that the actions Mr. Ceballos complained about were explainable by legitimate staffing needs. But the United States Court of Appeals for the Ninth Circuit reversed the lower court, concluding that Mr. Ceballos's free-speech rights had indeed been violated.

The case, Garcetti v. Ceballos, No. 04-473, was one of a long line of cases addressing the rights of public employees and surely not the last. When it was argued before the justices on Oct. 12, the Bush administration sided with Los Angeles County in arguing that if the Ninth Circuit were upheld, public employees would in effect get constitutional protection for performing their duties "to the dissatisfaction of the employer."

Employees who think they are unfairly treated should rely on Civil Service laws, Los Angeles County said.

Mr. Ceballos's lawyer argued unsuccessfully that the result the government lawyers were seeking would cause an unacceptable chilling of the speech of potential whistle-blowers. Justice Kennedy was skeptical of that position at the time. "You're saying that the First Amendment has a function within the government office," he said. "The First Amendment isn't about policing the workplace."

In writing the decision that reversed the Ninth Circuit today, Justice Kennedy noted that the Supreme Court has made it clear in previous rulings "that public employees do not surrender all their First Amendment rights by reason of their employment." On the other hand, he wrote, "When a citizen enters government service, the citizen by necessity must accept certain limitations on his or her freedom."

The controlling factor in this case, Justice Kennedy wrote, was that Mr. Ceballos was acting purely in an official capacity when he complained internally about the search warrant. "Ceballos wrote his disposition memo because that is part of what he was employed to do," Justice Kennedy wrote. "He did not act as a citizen by writing it."

To accept Mr. Ceballos's argument, the majority concluded, would be to commit state and federal courts to "a new, permanent and intrusive role" overseeing communications among government employees and their superiors.

Dissenting in three separate opinions were Justices John Paul Stevens, David H. Souter, Ruth Bader Ginsburg and Stephen G. Breyer.

"The notion that there is a categorical difference between speaking as a citizen and speaking in the course of one's employment is quite wrong," Justice Stevens wrote. He said the majority ruling could have the "perverse" effect of giving public employees an incentive to speak out publicly, as citizens, before talking frankly to their superiors.

And Justice Souter asserted that "private and public interests in addressing official wrongdoing and threats to public health and safety can outweigh the government's stake in the efficient implementation of policy, and when they do public employees who speak on these matters in the course of their duties should be eligible to claim First Amendment protection."
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Thomas
 
  1  
Reply Wed 31 May, 2006 10:19 am
Re: Justices Set Limits on Public Employees' Speech Rights
BumbleBeeBoogie wrote:
I found the different enphasis in this article from the Knight-Ridder article above disturbing. This one does not emphasize as strongly the damage to whistle blower protection in the public interest.---BBB

Maybe the damage isn't so strong. The court doesn't seem to say anything that would keep whistleblowers from going public and contributing to a public forum. If the government employs people, it has a right to oversee how they do their jobs. And if that job includes speaking and writing, the government can oversee what their can read and write in their official capacity. Here is what I consider the crucial part of the majority opinion.
    We hold that when public employees make statements pursuant to their official duties, the employees are not speaking as citizens for First Amendment purposes, and the Constitution does not insulate their communications from employer discipline. Ceballos wrote his disposition memo because that is part of what he, as a calendar deputy, was employed to do. It is immaterial whether he experienced some personal gratification from writing the memo; his First Amendment rights do not depend on his job satisfaction. The significant point is that the memo was written pursuant to Ceballos' official duties. Restricting speech that owes its existence to a public employee's professional responsibilities does not infringe any liberties the employee might have enjoyed as a private citizen. It simply reflects the exercise of employer control over what the employer itself has commissioned or created. Cf. Rosenberger v. Rector and Visitors of Univ. of Va., 515 U. S. 819, 833 (1995) ("[W]hen the government appropriates public funds to promote a particular policy of its own it is entitled to say what it wishes"). Contrast, for example, the expressions made by the speaker in Pickering, whose letter to the newspaper had no official significance and bore similarities to letters submitted by numerous citizens every day. Ceballos did not act as a citizen when he went about conducting his daily professional activities, such as supervising attorneys, investigating charges, and preparing filings. In the same way he did not speak as a citizen by writing a memo that addressed the proper disposition of a pending criminal case. When he went to work and performed the tasks he was paid to perform, Ceballos acted as a government employee. The fact that his duties sometimes required him to speak or write does not mean his supervisors were prohibited from evaluating his performance.

I agree with Henderson that "[t]he Supreme Court made life a bit tougher for government whistleblowers Tuesday", but the operative words are "a little".
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